Sr. Executive- Secretarial and Compliance

Mumbai, Maharashtra, in
Company: Multi Commodity Exchange of India Ltd (MCX)
Category: Management Occupations
Published on 2021-08-05 10:07:52

Qualification Profile

Company Secretary
Graduation( any)

Experience

3- 6 years of relevant experience in Securities/ Commodities Market.

Job Responsibilities

  • Handling compliances under SEBI Listing Regulations, 2015, inter alia, including quarterly/half-yearly/ annual and event based filings with stock exchange, ensure compliance of corporate governance norms, updation of website, etc.
  • Compliance under the SECC Regulations, inter alia, including submission of monthly development reports, SEBI Inspection Reports, monitoring of the shareholding limits, coordination with depositories/RTA, etc.
  • Handling all documentation pertaining to the Directors appointment, annual disclosures, etc.
  • Compliances relating to Companies Act and, Secretarial Standards, inter alia, including filing of returns/ forms with ROC, facilitating Secretarial Audit, maintaining statutory registers, etc.
  • Compliances under SEBI (Prevention of Insider Trading) Regulations, inter alia, including tracking shareholding of employees, monthly reports, initial/annual/periodic/continual disclosures, etc.
  • Drafting of Agenda, Minutes for Board /Committees meetings,correspondences with Regulatory Authorities.
  • Preparation of Annual Report and holding of general meetings
  • Handling ancillary matters viz. ESOP, dividend, Constitution/reconstitution of committees of the board and its scope etc. Sr. Executive- Secretarial and Compliance

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